Welcome to PwC Malta’s Regulatory Updates - giving a recap for this month of the main legislative updates and key regulator activity.
28/09/2021 - Circular to Investment Services Licence Holders regarding the submission of the Central Bank of Malta (CBM) Reporting Schedules - Regulatory Reporting in Relation to Investment Services Providers
Circular can be found here.
30/09/2021 - MiFID Firms Quarterly Reporting
Link to the document can be found here.
08/09/2021 - ESMA Highlight Risks in Phasing out of Crisis Measures and Call on Financial Institutions to adapt to Increasing Cyber Risks
Link to the document can be found here.
28/09/2021 - ESMA to Focus on Supervision, Sustainability, Digitalisation and the Capital Markets Union in 2022
Link to the document can be found here.
30/09/2021 - New Q&As Available
Link to the document can be found here.
12/09/2021 - Circular to Credit Institutions on the Reporting of MREL and TLAC Data
Circular can be found here.
30/09/2021 - Circular to Credit Institutions on the Lifting of the Restriction on Dividend Distributions or Share Buy-Backs
Circular can be found here.
08/09/2021 - ESAs highlight risks in phasing out of crisis measures and call on financial institutions to adapt to increasing cyber risks
Link to the document can be found here.
15/09/2021 - EBA Publishes Final Guidance to Assess Breaches of the Large Exposure Limits
Link to the document can be found here.
02/09/2021 - Conduct of Business Rulebook Revisions
Link to the document can be found here.
03/09/2021 - Circular on the application of Sustainable Finance Disclosure Regulation (SFDR) by the MFSA and Request for Information on operational and compliance readiness by Financial Market Participants and Financial Advisers
Circular can be found here.