The 2026 Winter edition of current developments for the registered funds’ industry includes featured articles on topics impacting the industry and links to recent publications of interest. Advancements in AI, technology, and regulatory priorities are covered in more detail in the following featured articles:
Asset and Wealth Management Revolution 2025 – this article discusses the paradox of rising asset management assets alongside falling profitability, emphasizing the transformative potential of AI, private markets, tokenization, and new business models, while highlighting the urgent need for talent and strategic adaptation to capture future growth.
Navigating the SEC Examination Priorities for Investment Managers and Funds in Fiscal Year 2026 – priorities focus on ensuring investment advisers and registered investment companies uphold fiduciary duties, manage conflicts, maintain effective compliance, and address risks around complex products, vulnerable investors, fees, governance, and emerging business models to protect investors and enhance transparency.
AI in the Boardroom: Unlocking Potential While Navigating Risks – this article summarizes how AI can enhance board governance by improving insights and decision-making while emphasizing the need for careful oversight, policies, and human judgment to manage associated risks.
The industry continues to be ever changing, and the growth opportunities are endless. Use this publication to see where the path forward suits you and your firms, clients, and products.