Our team of risk and regulatory compliance experts, including former CCO's, CRO's and regulators, are helping our clients reimagine the possible by combining their deep technical skill sets with the latest technology. We offer a complete suite of tech enabled risk and regulatory services to enable you to efficiently manage your risks and regulatory environment.
Featured - 4 items
Our team includes:
- Former FINRA and SEC examiners and leaders
- Former Chief Compliance Officers
- Former Chief Risk Officers
- Risk and compliance specialists
- Data and technology enablement specialists
- Cyber, Modeling and Credit specialists
Our mission is to assist asset managers in identifying, assessing, and controlling risk in an efficient and cost-effective manner. What sets PwC's Asset & Wealth Management team apart is the breadth and depth of our team's experience and diversity of background.
How PwC can help
- Capabilities
- Compliance
- Products
Capabilities
Internal Audit, SOX Readiness, Risk Assessment: Audit Planning/Execution, Risk Assessment, SOX Programs & Testing and Control Design to confirm effective risk management, governance and internal control processes are established within your institution.
Regulatory Strategy & Compliance: Regulatory Reporting/Inventory Design & Implementation, Regulatory Testing & Monitoring, Regulatory Change Management and Regulatory Response & Remediation to help you effectively and efficiently handle change and proactively manage new regulatory challenges and risks.
Operational Risk & Enterprise Risk Management: Risk & Control Self Assessment (RCSA) Design and Execution, ERM Program Development & Execution and Management Control Design & Implementation to effectively develop, identify and assess key risks and controls within your organization.
Financial Risk: Credit risk, liquidity risk and market risk solutions across all three lines of defense covering topics that include model risk management, stress testing, governance & organizational structure, policy design and process automation.
Technology & Analytics: Implementing Quantitative Risk Modeling & Analytics, Risk & Regulatory Technology Enablement and Risk Data Warehouses to enable you with products, tools and technology to help your organization mitigate risk and sustain advantage in the marketplace.
Digital Assets: PwC’s Digital Assets team has deep experience in digital asset regulatory compliance and can help institutions assess existing programs, implement new processes and technology initiatives, and independently audit programs against regulatory requirements.
